AML Regulations, Professional Ethics, and other Compliance
This full day course is designed to cover most of the topics that all legal professionals must adhere to.
If you already are or aiming to become a partner, practice manager, COLP, COFA or MLRO, this course will help you understand the scope of your responsibilities and how to effectively discharge them.
Interactive method of trainings is adopted and practical examples and case studies will be used in this course.
- Professional Ethics and General Compliance
- Anti Money Laundering Regulations - Compliance with Regulatory Requirements
- Client Due Diligence / Enhanced Client Due Diligence
- Client Care and Conflict of Interest checks
- GDPR and Data Protection
- Communication: In house with colleagues; Clients, Lawyers, Courts; and others
- Roles of COLP; COFA and MLRO in a Law Firm
- Reporting a suspected matter
- Cyber Crimes
- Fraudulent transactions including mortgage fraud
At the end of this course the delegates should be able to understand the importance of compliance with their Regulatory and Anti-Money Laundering Obligations.
You should also be able to understand the potential consequences of falling short on compliance.
You will be able to assess what changes you need to bring to your practice to remain compliance and how to safe guard against potential cyber attacks.